Engagements

November 2016

Sale to Undisclosed Buyer

Exclusive Sell-Side Financial Advisor

October 2016

Acquisition of

Exclusive Buy-Side Financial Advisor

July 2016

Sale to

Exclusive Sell-Side Financial Advisor

April 2016

$20,000,000
Capital Raise

March 2016

Exclusive Sell-Side Financial Advisor

December 2015

$10,000,000 Capital Raise

December 2015

$28,000,000 Capital Raise

August 2015

Valuation Analysis

July 2015

Sale to

Exclusive Sell-Side Financial Advisor

May 2015

Corporate Development Advisory

March 2015

Sale to

Exclusive Sell-Side Financial Advisor

March 2015

Placed Program

Exclusive Advisor to FSIM

January 2015

Valuation Analysis

December 2014

Analysis of Strategic Alternatives

November 2014

Analysis of Strategic Alternatives

November 2014

Advise on Investment Alternatives

February 2014

Analysis of Strategic Alternatives

July 2013

Advisor to ILM on its Affiliation with PLM